Job Description Key Responsibilities Control Room & Governance Support front-office trading teams by conducting research on positions, regulations, and asset classes across global jurisdictions. Assist with regulatory filings and reporting obligations related to ownership disclosures and position reporting across the US, UK, EU, Japan, and other markets. Perform quantitative and qualitative analysis using data analytics and visualization tools such as Power BI. Monitor and implement compliance controls to ensure adherence to global regulations. Review research interactions with external experts and consultants to identify potential material non-public information risks. Contribute to long-term compliance and regulatory enhancement projects. Trade Reporting Review reports related to trading activities and support regulatory reporting obligations. Prepare and submit regulatory filings involving trade and position data analysis. Support ownership disclosure reporting, including filings related to the Americas region and US regulatory requirements. Collaborate with technology and analytics teams to improve reporting processes and controls. Assist in developing and refining compliance policies and procedures. Compliance Testing Develop an understanding of the firm's structure, business activities, internal controls, and regulatory framework. Conduct periodic testing of compliance processes and document findings in detail. Analyze operational and compliance data to identify potential control gaps and process improvements. Partner with cross-functional teams including Compliance, Operations, Front Office, HR, and Technology. Prepare reports and present findings to stakeholders and management teams. Required Skills [Financial Operations, risk advisory] Additional Information Candidate Profile The Ideal Candidate Should Have Chartered Accountant (CA) qualification 0–2 years of experience in audit, compliance, risk advisory, business process consulting, or internal controls within the financial services industry Strong analytical and problem-solving skills High attention to detail and ability to work under tight deadlines Excellent written and verbal communication skills Understanding of investment management, hedge funds, securities regulations, and financial instruments Experience preparing risk assessments and formal reports is preferred Proficiency in data analytics and reporting tools is an advantage